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Теоретическая грамматика английского языка.
13. The structure of gram. Cat.
It’s a gr. concept proper. Gr. Cat. Is a whole system of gr. Forms
expressing a generalized gr. Func..
Gr.cat.: 1. gr. Feture – гр. признак (ex. suffix). 2. gr. Form. 3. Gr.
Paradigm. 4. Gr. Opp.
Synthetiacal, analytical – the feat.s expressing the form are gr.
Morphemes. Synth. Form is one-single word including the gr. Feat.. Ex.
Tables. Analyt. Form consists of 2 parts (word expressing the material
meaning & word exp. The feat.). Ex. Will go. 3 types of synth.forms:
1. built up by the change of root morpheme, vowel-interchange (man-men)
inner inflexion.
2. outer inflexion – table – tables.
3. suppletivity – I am, you are, bad-worse
14. Cat. of Number
The cat. of number is expressed by the opp. of the plural form of the noun
to its singular form. The semantic difference of the opp.al members of the
cat. of number in many linguistic works is treated trad.ly: the meaning of
the singular is interpreted as "1" & the meaning of the plural - as "many"
("more than 1"). As the trad. interpretation of the singular & the plural
members does not work in many cases, recently the categorial meaning of the
plural has been reconsidered & now it is interpreted as the denotation of
"the potentially dismembering reflection of the structure of the referent"
(correspondingly, the categorial meaning of the singular is treated as "the
non-dismembering reflection of the structure of the referent").
The categorial opp. of number is subjected to the process of opp.al
reduction. Neutralization takes place when countable Ns begin to func. as
Singularia Tantum Ns, denoting in such cases either abstract ideas or some
mass material, e.g. On my birthday we alw have goose; or when countable Ns
are used in the func. of the Absol. Plural: The board are not unanimous on
the ?. A styl.ally marked transposition is achieved by the use of the
descriptive uncountable plural (The fruits of the toil are not alw visible)
& the "repetition plural" (Car after car rushed past me).
15. Cat. of Case
The case meanings in Eng relate to 1 another in a peculiar, unknown in
other lang.s, way: the common case is quite indiff. from the semantic point
of view, while the genitive case func.s as a subsidiary element in the
morphological system of Eng be cause its semantics is also rendered by the
Common Case noun in prepositional collocations & in contact.
In the discussion of the case probl. 4 main views advanced by diff.
scholars should be considered: the "theory of positional cases", the
"theory of prepositional cases", the "limited case theory", & the
"postpositional theory". Acc. to the "theory of positional cases", the Eng
noun distinguishes the inflectional genitive case & 4 non-inflectional,
purely positional, cases - Nominative, Vocative, Dative, Accusative. The
cardinal weak point of this theory lies in the fact that it mixes up the
func.al (syntactic) characteristics of the sent. parts & the morphological
feat.s of the noun.
The "theory of prepositional cases" regards nounal combinations with the
prepositions in certain object & attributive collocations as morphological
case forms: the Dative Case (to + N, for + N), the Genitive Case (of + N).
The "limited case theory" recognizes the existence in Eng of a limited case
system whose members are the Genitive Case (a strong form) & the Common
Case (a weak form).
The "postpositional theory" claims that the Eng noun in the course of its
historical development has completely lost the morphological cat. of case;
that is why the trad. Genitive Case is treated by its advocates as a
combination of a noun with a particle.
Taking into account the advantages of the 2 theories - the "limited case
theory" & the "postpositional theory" opens new perspectives in the
treatment of the cat. of case. It st&s to reason to regard the element -s I
-es as a special case particle. Thus, acc. to the "particle case theory"
the 2-case system of the noun is to be recognized in Eng: the Common Case
is a direct case, the Genitive Case is an oblique case. As the case opp.
does not work with all Ns, from the func.al point of view the Genitive Case
is to be regarded as subsidiary to the syntactic system of prepositional
phrases.
16. Cat. of Gender
The probl. of gender in Eng is being vigorously disputed. Linguistic
scholars as a rule deny the existence of gender in Eng r as a gr. cat. &
stress its purely semantic character.' The actual gender distinctions of Ns
are not denied by any1; what is disputable is the character of the gender
class-tion: whether it is purely semantic or semantico-gr..
In fact, the cat. of gender in Eng is expressed with the help of the
obligatory correlation of Ns with the personal proNs of the third person.
The third person proNs being specific & obligatory classifiers of Ns, Eng
gender distinctions display their gr. nature.
The cat. of gender is based on 2 hierarchically arranged opp.s: the upper
opp. is general, it func.s in the whole set of Ns; the lower opp. is
partial, it func.s in the subset of person Ns only. As a result of the
double opp.al correlation, in Modern Eng a specific system of 3 genders
arises: the neuter, the masculine, & the feminine genders.
In Eng there are many person Ns capable of expressing both feminine &
masculine genders by way of the pronominal correlation. These Ns comprise a
group of the so-called "common' gender" Ns, e.g.: "person", "friend", etc.
In the plural all the gender distinctions are neutralized but they are
rendered obliquely through the correlation with the singular.
Alongside of the gr. (or lexico-gr.) gender distinctions, Eng Ns can show
the sex of their referents also lexically with the help of special lexical
markers, e.g.: bull-calf/cow-calf, cock-sparrow/hen-sparrow, he-bear/she-
bear, etc. or through suffixal derivation: sultan/sultana, lion/li1ss, etc.
The cat. of gender can undergo the process of opp.al reduction. It can be
easily neutralized (with the group of "common gender" Ns) & transponized
(the process of "personification").
The Eng gender differs much from the Russian gender: the Eng gender has a
semantic character (opp.ally, i.e. gr.ly expressed), while the gender in
Russian is partially semantic (Russian animate Ns have semantic gender
distinctions), & partially formal.
17. Cat. of Article Determination
The probl. of Eng articles has been the subject of hot discussions for many
years. Today the most disputable ?s concerning the system of articles in
Eng are the following: the identifiction of the article status in the
hierarchy of lang. units, the nurriber of articles, their categorial &
pragmatic func.s.
There exist 2 basic approaches to the probl. of the article status some
scholars consider the article a self-sufficient word which forms with the
modified noun a syntactic syntagma; others identify the article with the
morpheme-like element which builds up with the nounal, stem a specific
morph.
In recent works on the probl. of article determination of Eng Ns, more
often than not an opinion is expressed that in the hierarchy of lang. units
the article occupies a peculiar place - the place intermediary btw the word
& the morpheme.
In the light of the opp.al theory the cat. of article determination of the
noun is regarded as 1 which is based on 2 binary opp.s: 1 of them is upper,
the other is lower. The opp. of the higher level operates in the whole
system of articles & contrasts the definite article with the noun against
the 2 other forms of article determination of the noun - the indefinite
article & the meaningful absence of the article. The opp. of the lower
level operates within the sphere of realizing the categorial meaning of non-
identification (the sphere of the weak member of the upper opp.) &
contrasts the 2 types of generalization - the relat. generalization & the
absol. generalization. As a result, the system of articles in Eng is
described as 1 consisting of 3 articles - the definite article, the
indefinite article, & the 0 article, which, correspondingly, express the
categorial func.s (meanings) of identification, relat. generalization, &
absol. generalization.
The article paradigm is generalized for the whole system of the common Ns
in Eng & is transpositionally outstretched into the subsystems of proper Ns
& Unica (unique Ns) as well as into the system of proNs.
18. Non-finite forms of the V
Non-finite forms of the V (Vids) are the forms of the V which have feat.s
intermediary btw the V & the non-processual parts of spee4. They perform
mixed, Val & non-Val, syntactic func.s. They are: inf-ve, gerund, pres.
participle, past participle.
The inf-ve combines the properties of the V with those of the noun, as a
result it serves as the Val name of a process. By virtue of its general
process-naming func., the inf-ve should be considered as the head-form of
the whole paradigm of the V. The inf-ve has a dual, V-type & noun-type,
valency. The inf-ve has 3 gr. cat.: the aspective cat. of development (the
opp. of Continuous & Non-Continuous forms), the aspective cat. of
retrospective coordination (the opp. of Perf. & Non-Perf. forms), the cat.
of voice (the opp. of Pass. & Non-Pass. forms). Conseq-ly, the categorial
paradigm of the inf-ve of the objective V incl.s eight forms: the
Indefinite Act., the Continuous Act., the Perf. Act., the Perf. Continuous
Act.; the Indefinite Pass., the Continuous Pass., the Perf. Pass., the
Perf. Continuous Pass.. The inf-ve paradigm of the non-objective V,
correspondingly, incl.s 4 forms.
The gerund, like the infinitive, combines the properties of the-V with
those of the noun & gives the process the Val name. In comp. with the
infinitive the gerund reveals stronger substantive properties. Namely, as
diff. from the infinitive, & similar to the noun, the gerund can be
modified by a noun in the possessive case or its pronominal equivalents
(expressing the subject of the Val process), & it can be used with
prepositions.
The combinability of the gerund is dual: it has a mixed, V-type & noun-
type, valency. Like the infinitive, the gerund performs the syntactic
func.s of the subject, the object, the predicative, the attrib., & the
adVial modifier. The gerund has 2 gr. cat.: the aspective cat. of
retrospective coordination & the cat. of voice. Conseq-ly, the categorial
paradigm of the gerund of the objective V includes four forms: the Simple
Active, the Perf. Active, the Simple Passive, the Perf. Passive. The ge-
rundial paradigm of the non-objective V, correspondingly, includes 2 forms.
The pres. participle serves as a qualifying-processual name. It combines
the properties of the V with those of the adjective & adV.
The pres. participle has 2 cat.: the cat. of retrospective coordination &
the cat. of voice. The triple nature of the pres. participle finds its
expression in its mixed (V-type, adjective-type, adV-type) valency & its
syntactic func.s (those of the predicative, the attrib., & the adVial
modifier).
The pres. participle, similar to the infinitive, can build up semi-
predicative complexes of objective & subjective types.
The past participle combines the properties of the V with those of the
adjective. The categorial meaning of the past participle is qualifying: it
gives some sort of qualification to the denoted process. The past
participle has no paradigmatic forms; by way of paradigmatic correlation
with the pres. participle, it conveys implicitly the categorial meanings of
the perf. & the passive. Its valency is not specific; its typical syntactic
func.s are those of the attrib. & the predicative.
Like the pres. participle, the past participle is capable of making up semi-
predicative constructions of complex object, complex subject, as well as
absolute complexes.
The consideration of the English Vids in their mutual comp., supported &
supplemented by comparing them with their nonVal counterparts, reveals a
peculiar character of their correlation.
The correlation of the infinitive, the gerund, & the Val noun, being of an
indisputably systemic nature & covering a vast proportion of the lexicon,
makes up a special lexico-gr. cat. of processual repres.ation. The 3 stages
of this cat. repres. the referential processual entity of the lexemic
series, respectively, as dynamic (the infinitive & its phrase), semi-
dynamic (the gerund & its phrase), & static (the Val noun & its phrase).
The cat. of processual repres.ation underlies the predicative diff. between
various situation-naming constructions in the sphere of syntactic
nominalization.
19. Cat. of Tense.
The cat. of tense is considered to be an immanent gr. Cat. which means that
the finite V form alw expresses time distinctions.
The cat. of tense finds diff. interpretations with diff. scholars. Thus, in
trad. linguistics gr. time is often repres.ed as a 3-form cat. consisting
of the "linear" past, pres., & future forms. The future-in-the-past does
not find its place in the scheme based on the linear principle, hence, this
system is considered to be deficient, not covering all lingual data.
At the same time linguists build up new systems of tenses in order to find
a suitable place in them for future-in-the past. Nevertheless, many of such
schemes are open to criticism for their inconsistency which finds its
expression in the fact that some of them deny the independent status of
future tenses while others exclude from the analysis future-in-the-past
forms.
The said inconsistency can be overcome if we accept the idea that in Eng
there exist 2 tense cat..
The 1st cat. - the cat. of primary time - expresses a direct retrospective
evaluation of the time of the process denoted, due to which the process
receives an absolutive time characteristic. This cat. is based upon the
opp. of "the past tense" & "the pres. tense", the past tense being its
strong member.
The 2nd tense cat. is the cat. of "prospective time", it is based upon the
opp. of "after-action" & "non-after-action", the marked member being the
future tense. The cat. of prospect is relat. by nature which means that it
characterizes the action from the point of view of its correlation with
some other action. As the future Val form may be relat. either to the pres.
time, or to the past time incl.d in non-future, the Eng V acquires 2 diff.
future forms: the future of the pres. & the future of the past. It means
that the future of the past is doubly strong expressing the strong members
of the cat. of primary time & the cat. of prospect.
The cat. of primary time is subjected to neutralization & transposition,
transposition being more typical. The vivid cases of transposition are the
"historical pres." & the "Preterite of Modesty". As for the cat. of
prospect, it is often neutralized; neutralization can be of 2 types:
syntactically optional & syntactically obligatory.
20. Cat. of Aspect
Gr. aspective meanings form a variable gr. cat. which is trad.ly associated
with the opp. of continuous & non-continuous forms of the V. Yet, 1 can
find a great divergence of opinions on the probl. of the Eng aspect. The
main difference lies in the interpretation of the categorial semantics of
the opp.al members - continuous & indefinite forms: the categorial meaning
of the continuous form is usually defined as the meaning of duration, while
the interpretation of the categorial semantics of the Indefinite form
causes controversy (the indefinite form may be interpreted as having no
aspective meaning (I.P. Ivanova), as a form having a vague content (G.N.
Vorontsova), as a form stressing the fact of the performance of the action
(A.I. Smirnitsky). In Modern Linguistics A.I. Smirnitsky's interpretation
of the categorial semantics of the indefinite form is widely accepted.
In theoretical gr-ar the interpretation of perf. / non-perf. V-forms also
refers to disputable ?s. Some linguists interpret the opp. of perf. / non-
perf. forms as aspective (O. Jespersen, I.P. Ivanova, G.N. Vorontsova),
others - as the opp. of tense forms (H. Sweet, G.O. Curme, A. Korsakov).
A.I. Smirnitsky was the 1st to prove that perf. & non-perf. make up a
special, self-sufficient, cat. which he called the "cat. of time
correlation"; this viewpoint is shared now by a vast majority of linguists.
Developing A.I. Smirnitsky's views on the categorial semantics of perf. /
non-perf. forms, we can come to the conclusion that in Eng there exist 2
aspective cat.: the cat. of development (based on the opp. of continuous &
non-continuous forms) & the cat. of retrospective coordination (based on
the opp. of perf. & non-perf. forms).
The perf. form has a mixed categorial meaning: it expresses both
retrospective time coordination of the process & the connexion of the prior
action with a time-limit reflected in a subsequent event. The recognition
of the 2 aspect cat. also enables 1 to give a sound interpretation to the
perf. continuous forms: they must be treated as forms having marks in both
the aspect cat..
The opp. of continuous & non-continuous forms can be neutralized &
transponized. Besides, in the cat. of development Vs which are usually not
used in continuous forms can be subjected to the process of reverse
transposition, e.g.: Were you wanting my help?
As for the opp. of perf. & non-perf. forms, it can undergo only the process
of neutralization, transposition being alien to it.
21. Cat. of Mood
A great divergence of opinions on the ? of the cat. of mood is caused by
the fact that identical mood forms can express diff. meanings & diff. forms
can express similar meanings.
The cat. of mood shows the relation of the nominative content of the sent.
towards reality. By this cat. the action can be pres.ed as real, non-real,
desirable, recommended, etc.
It is obvious that the opp. of the 1 integral form of the indicative & the
1 integral form of the subj-ve underlies the unity of the whole system of
Eng moods. The formal mark of this opp. is the tense-retrospect shift in
the subj-ve, the latter being the strong member of the opp.. The shift
consists in the perf. aspect being opposed to the imperf. aspect, both
turned into the relat. substitutes for the absolutive past & pres. tenses
of the indicative.
The study of the Eng mood reveals a certain correlation of its formal &
semantic feat.s. The subj-ve, the integral mood of unreality, pres.s the 2
sets of forms acc. to the structural division of Val tenses into the pres.
& the past. These form-sets constitute the 2 corresponding func.al
subsystems of the subj-ve, namely, the spective, the mood of attitudes, &
the conditional, the mood of appraising causal-conditional relations of
processes. Each of these, in its turn, falls into 2 systemic subsets, so
that at the immed-ly working level of pres.ation we have the 4 subj-ve
form-types identified on the basis of the strict correlation btw their
structure & their func.: the pure spective, the modal spective, the
stipulative conditional, the consective conditional:
Pure Spective (Subj-ve 1) consideration, desideration, inducement
Stipulative Conditional (Subj-ve 2) unreal condition
Consective Conditional (Subj-ve 3) unreal consequence
Modal Spective (Subj-ve 4) consideration, desideration, inducement
The elaborated scheme clearly shows that the so-called "imperative mood"
has historically coincided with Subj-ve 1.
The described system is not finished in terms of the historical development
of lang.; on the contrary, it is in the state of making & change. Its
actual manifestations are complicated by neutralizations of formal &
semantic contrasts, by fluctuating uses of the auxiliaries, of the finite
"be" in the singular.
22. The sent. as a syntactic unit.
The sent. is the immediate integral unit of spee4 built up of words acc. to
a definite syntactic pattern & distinguished by contextually relevant comm-
tive purpose. Any coherent connexion of words having an informative
destination is effected within the frame work of sent.. Therefore the sent.
idis the main object of syntax. The sent., being composed of word, may in
certain cases include one word of various lexico-gram. st&ings. Ex.
Congratulations! The actual existence of one-word sent.s does not
contradict the general idea of a sent. as a special syntactic combination
of words. The sent. is a predicative utterance unit. It means that the
sent. not only names some referents with the help of its word-constituents,
but also, 1st presents these referents as making up a certain situation (a
situational event) & 2nd reflects the connexion btw the nominal denotation
of the event & objective reality showing the time of the event, its being
real or unreal, desirable or undes., etc. There is a diff. btw the sent. &
the word. Unlike the word, the sent. does not exist in the system of the
lang. as a ready-made unit. It is created by the speaker in the course of
commun-tion. Trad. gr. has never regarded the sent. as part of the system
of means of expression; It has alw interpreted the sent. not as an
implement for constructing spee4, but as spee4 itself. Being a unit of
spee4, the sent is intonationally delimited. Intonation separates one sent.
from another in the continual flow of uttered segments. The sent. is
characterized by its specific category of predication which establishes the
relation of the named phenomena to actual life. As for predication proper,
it embodies syntactic modality as the fundamental feature of the sent. It
is the feature of predication that identifies the sent. as opposed to any
other combination of words having a situational referent. The centre of
predication in a sent. of Val type is a finite V. The finite V expresses
essential predicative meanings by its categorical forms. The sent as a
lingual unit performs 2 essential signemic (meaningful) func.s: 1st
substance-naming (nomin-ve func.), 2nd – reality-evaluating (predicative
func.).
23. The phrase, its relation to the word & the sent.
The phrase is the object of minor syntax. The phrase is usually understood
as a combination of 2 or more words which is a gr. unit but is not an
analytical form of a word. Nominal phrase – a compound signemic unit made
up of words & denoting a complex phenomenon of reality analyzable into its
component elements together with various relations btw them. The trad.
class-tion of phrases is based on the part of spee4 status of the phrase
constituents. In accordance with this criterion, the following types of
phrases can be identified: "noun + noun", "adjective + noun", "V + noun",
"V + adV", "adV + adjective", "adV + adV", etc. Phrases are made up not
only by notional words but also by func.al words, e.g.: "in accordance
with", "due to", "apart from", "as soon as" - such phrases perform in a
sent. preposition-like & conjunction-like func.s. Syntactic relations of
the phrase constituents are divided into 2 main types: agreement &
government. Agreement takes place when the subord. word assumes a form
similar to that of the word to which it is subord.. In English agreement is
typical only of the category of number in demonstrative pronouns.
Government takes place when the subord. word is used in a certain form
required by its head word, the form of the subord. word not coinciding with
the form of the head word. The expression of government is the use of the
objective case of personal pronouns & of the pronoun "who" when they are
used in a Val phrase or follow a preposition. Phrases can also be
classified according to the nominative value of their constituents. As a
result three major types of phrases are identified: notional (consisting of
grammatically connected notional words), formative (made up by notional &
func.al words), & func.al (consisting of func.al words alone). Notional
phrases are subdivided into 2 groups on the principle of the constituent
rank: equipotent phrases (the phrase constituents are of an equal rank) &
dominational phrases (the syntactic ranks of the constituents are not equal
as they refer to one another as the modifier & the modified). Further
subdivision of equipotent notional word groupings into coordinative &
cumulative is carried out on the principle of the character of nomination
realized by the phrase constituents: coordinative phrases are based on the
logically consecutive connexions, cumulative phrases are characterized by
the constituent inequality in the character of nomination realized & the
presence of a coordinative conjunction. In their turn, dominational
notional phrases are subdivided into consecutive & cumulative: the class-
tion principle of the character of nomination realized by the phrase
constituents remains valid. Dominational consecutive phrases fall into
minor groupings according to the specific features of dominational
connexion.
24. Actual division of the sent.
The actual division of the sent. exposes its informative perspective
showing what immediate semantic contribution the sent. parts make to total
inf-tion conveyed by the sent. From the point of view of the actual
division the sent. can be divided into 2 sections: thematic (theme) &
rhematic (rheme). The theme expresses the starting point of communication;
it means that it denotes an object or a phenomenon about which smth is
reported. The rheme expresses the basic informative part of the
communication, emphasizing its contextually relevant centre. Between the
theme & the rheme intermediary, transitional parts of the actual division
can be placed, also known under the term "transition". Transitional parts
of the sent. are characterized by diff. degrees of their informative value.
The theory of actual division has proved fruitful in the study of the comm-
tive properties of sent.s. In particular, it has been demonstrated that
each comm-tive type is distinguished by features which are revealed first &
foremost in the nature of the rheme. As a declarative sent. immediately
expresses a proposition, its actual division pattern has a complete form,
its rheme making up the centre of some statement. As an imperative sent.
does not directly express a proposition, its rheme represents the
informative nucleus not of an explicit proposition, but of an inducement in
which the thematic subject is usually zeroed. If the inducement is
emphatically addressed to the listener, or to the speaker himself, or to
the third person, thematic subjects have an explicit form.
The diff.ial feature of the actual division pattern of an interrogative
sent. is determined by the fact that its rheme is inf-tionally open because
this type of sent. expresses an inquiry about inf-tion which the speaker
does not possess. The function of the rheme in an interrogative sent.
consists in marking the rhematic position in a response sent., thus
programming its content. Diff. types of ?s are characterized by diff.
types of rhemes.
The analysis of the actual division of comm-tive sent. types gives an add-
al proof of the "non-comm-tive" nature of the so-called purely exclamatory
sent.s (e.g. "Oh, I say!"): it shows that interjectional utterances of the
type don't make up grammatically predicated sent.s with their own
informative perspective; in other words, they remain mere signals of
emotions.
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